The Luck of the Tiebreak, 2015 in Review

Tiebreak outcomes are influenced by luck a lot more than most people think. All else equal, big servers aren’t any more successful than weak servers, and one season’s tiebreak king is often the next season’s tiebreak chump.

I’ve written a lot about this in the past, so I won’t repeat myself too much. (If you want to read more, here’s a good place to start.) In short, the data shows this: Good players win more tiebreaks than bad players do, but only because they’re better in general, not because they have special tiebreak skills. Very few players perform better or worse than they usually do in tiebreaks.

In the past, I’ve found that three players–Roger Federer, Rafael Nadal, and John Isner–consistently increase their level in tiebreaks. In other words, when you calculate how many tiebreaks Federer (or Nadal, or Isner) should win based on his overall rate of serve and return points won, you discover than he wins even more tiebreaks than that.

In any given year, some players score very high or very low–winning or losing far more tiebreaks than their overall level of play would suggest that they should. But the vast majority of those players regress back to the mean in subsequent years.

Here’s a look at which players outperformed the most in 2015 (minimum 20 tiebreaks). TBExp is the number of tiebreaks we would expect them to win, given their usual rate of serve and return points won. TBOE (Tie Breaks Over Expectations) is the difference between the number they won and the number we’d expect them to win, and TBOR is that difference divided by total tiebreaks.

Player              TBs  TBWon  TBExp  TBOE   TBOR  
Stan Wawrinka        46     34   24.9   9.1  19.8%  
Martin Klizan        25     17   12.2   4.8  19.0%  
Marin Cilic          35     26   21.0   5.0  14.2%  
Tomas Berdych        34     24   20.0   4.0  11.7%  
John Isner           64     39   31.7   7.3  11.3%  
Feliciano Lopez      42     27   22.4   4.6  11.0%  
Jiri Vesely          28     16   13.2   2.8  10.1%  
Sam Groth            31     18   14.9   3.1  10.1%  
Gilles Muller        45     27   22.7   4.3   9.5%  
Gael Monfils         28     18   15.4   2.6   9.4%

There are a lot of big servers here (more on that later) and a lot of new faces. Federer and Nadal were roughly neutral in 2015, winning exactly as many tiebreaks as we’d expect. Of the tiebreak masters, only Isner remained among the leaders. He has never posted a season below +5% TBOR, and only twice has he been below +11% TBOR. Just from this leaderboard, you can tell how elite that is.

Along with Isner, we have Marin Cilic, Feliciano Lopez, Sam Groth, and Gilles Muller, all players one would reasonably consider to be big servers. As I mentioned above, big serving doesn’t typically correlate with exceeding tiebreak expectations. It may just be a fluke: Lopez was roughly neutral in 2013 and 2014, and -15% in 2012; Groth doesn’t have much of a tour-level track record, but was -5% in 2014; Muller has been up and down throughout his career; and Cilic almost always underperformed until 2013.

Adding to the “fluke” argument is the case of Ivo Karlovic. His -14% TBOR this year was one of the worst among players who contested 20 or more tiebreaks, and he’s been exactly neutral over the last decade.

Let’s take a closer look at a few players.

Stan Wawrinka: For the second year in a row, he won at least 15% more tiebreaks than expected. Whether it’s clutch, focus, or dumb luck, the shift in his tiebreak fortunes dovetails nicely with his upward career trajectory. From 2006-13, he only posted one season at neutral or better, and his overall TBOR of -9% was one of the worst in the game for that span.

Cilic’s story is similar. Before 2013, he posted only one season above expectations. Since then, he’s won 19%, 16%, and 14% more tiebreaks than expected.

While only anecdotes, these two cases contradict an idea I’ve heard quite a bit, that players weaken in the clutch as they get older. The subject often comes up in the context of Karlovic’s tiebreak futility or Federer’s break point frustrations. It’s tough to prove one way or the other, in part because there’s no generally accepted measure of clutch in tennis. (If indeed there is any persistent clutch skill.) Using a measure like TBOR is dangerous, both because it is so noisy, and because of survivorship bias–players who get worse as they get older are more likely to fall in the rankings and play fewer tour matches as a result.

Another complicating factor is worthy of further study. To estimate how many tiebreaks a player should win, we need to take our expectation from somewhere. I’m using each player’s overall rates of serve and return points won. But if a player is trying harder in tiebreaks (assuming more effort translates into better results), we would expect that he would win more points in tiebreaks.

Isner has admitted to coasting on unimportant points, and for someone with his game style, a whole lot of return points can be classified as unimportant. Very generally speaking, the more one-dimensional the player, the more reason he has to take it easy during return games, and the more he does so, the more we would observe that he outperforms expectations in tiebreaks–simply because he sets expectations artificially low.

That might be an explanation for Isner’s consistent appearance on these leaderboards. And if we assume that players become more strategically sound as they age–or simply better at tactically conserving energy–we might have a reason why older players score higher in this metric.

Two more players worth mentioning are Milos Raonic and Kei Nishikori. They were 5th and 6th on the 2014 leaderboard, outperforming expectations by 15% and 14%, respectively. In 2015, Raonic fell to neutral, and Nishikori (in far fewer tiebreaks) dropped to -14%, nearly the bottom of the rankings. Taken together, it’s a good reminder of the volatility of these numbers. In Raonic’s case, it’s a warning that relying too much on winning tiebreaks (which, by extension, implies relying too little on one’s return game) is a poor recipe for long-term success.

Finally, some notes on the big four. Novak Djokovic and Andy Murray have never figured heavily in these discussions, both because they don’t play a ton of tiebreaks, and because they don’t persistently out- or underperform expectations. Federer and Nadal, however, were long among the best. Both have returned to the middle of the pack: Federer hasn’t posted a TBOR above 5% since 2011, and Nadal underperformed by 8.5% in 2014 before bouncing back to neutral last season.

Whatever tiebreak skill Roger and Rafa once had now eludes them. On the other hand, ten months of good tiebreak luck can happen to anyone, even a legend. If either player can recapture that tiebreak magic–even if it’s mere luck that allows them to do so–it might translate into a few more wins as they try to reclaim the top spot in the rankings.